What is a Plan Sponsor? A Comprehensive Legal Overview

Definition & Meaning

A plan sponsor is an entity responsible for establishing or maintaining an employee benefit plan. This term can refer to:

  • The employer in the case of a plan set up by a single employer.
  • The employee organization if the plan is created or maintained by that organization.
  • A group of representatives, such as an association or a joint board of trustees, when the plan is established by multiple employers or jointly by employers and employee organizations.

Table of content

Real-world examples

Here are a couple of examples of abatement:

Example 1: A company, ABC Corp, establishes a retirement plan for its employees. In this case, ABC Corp is the plan sponsor.

Example 2: A union creates a health benefits plan for its members. Here, the union acts as the plan sponsor.

Comparison with related terms

Term Definition Difference
Plan Administrator The individual or entity responsible for the day-to-day operations of the plan. The plan sponsor establishes the plan, while the administrator manages it.
Trustee A person or entity that holds and manages the plan's assets. The trustee manages assets, while the plan sponsor is responsible for the plan's overall structure.

What to do if this term applies to you

If you are a plan sponsor or considering becoming one, it's essential to understand your responsibilities regarding compliance and management of the benefit plan. You can explore US Legal Forms for templates and resources to help you establish or maintain your plan. If your situation is complex, consulting a legal professional is advisable.

Quick facts

  • Typical fees: Varies based on the plan and provider.
  • Jurisdiction: Federal and state laws apply.
  • Possible penalties: Non-compliance with ERISA can lead to fines and legal action.

Key takeaways

Frequently asked questions

The main responsibility is to establish and maintain the employee benefit plan in compliance with applicable laws.