Antidilution: Protecting Shareholder Rights in Corporate Finance

Definition & Meaning

An antidilution clause is a provision in a contract that allows current shareholders to maintain their ownership percentage in a company. This is achieved by granting them the right to purchase additional shares when new stock is issued. The goal of this clause is to protect investors from dilution, which occurs when new shares are sold at a lower price than what existing shareholders initially paid. Most states require that these provisions be explicitly stated in a corporation's charter to be enforceable.

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Real-world examples

Here are a couple of examples of abatement:

Example 1: A startup raises a new round of funding and issues shares at a lower price than the previous round. An existing investor with an antidilution clause can purchase additional shares to maintain their ownership percentage.

Example 2: A company offers new shares to the public, and a shareholder exercises their antidilution rights to buy more shares, ensuring their stake in the company does not decrease. (hypothetical example)

State-by-state differences

Examples of state differences (not exhaustive):

State Antidilution Clause Requirements
California Requires clear language in the corporate charter.
Delaware Commonly used and generally enforced if stated in the charter.
New York Similar requirements as Delaware, with specific guidelines for enforcement.

This is not a complete list. State laws vary, and users should consult local rules for specific guidance.

Comparison with related terms

Term Definition Difference
Preemptive Right The right of existing shareholders to buy new shares before they are offered to others. Preemptive rights focus on the opportunity to buy new shares, while antidilution clauses protect against dilution from price changes.
Subscription Right The right to purchase shares at a specified price before they are offered to the public. Subscription rights are a form of preemptive right but do not necessarily include price protection like antidilution clauses.

What to do if this term applies to you

If you are a shareholder concerned about dilution, review your investment agreements to see if an antidilution clause is included. If it is, understand the terms and conditions. You may want to consult a legal professional for personalized advice. Additionally, consider using US Legal Forms to access templates that can help you draft or modify contracts to include antidilution provisions.

Quick facts

  • Typical use: Corporate investment agreements
  • Jurisdiction: Varies by state
  • Potential penalties: Loss of ownership percentage

Key takeaways

Frequently asked questions

It is a provision that allows current shareholders to buy additional shares to maintain their ownership percentage when new shares are issued.