What Are Comfort Letters? A Comprehensive Legal Overview

Definition & Meaning

A comfort letter is a written document issued by an accounting firm, often referred to as a solvency opinion. It serves as an assurance of a company's financial stability and backing. Typically, a parent company or bank provides a comfort letter to reassure a buyer about a seller's capability or willingness to fulfill their obligations. This document is particularly useful when the seller cannot or will not provide a guarantee regarding a specific outcome.

The comfort letter confirms that there are no indications of misleading or false information in the financial statements related to a securities offering. An accounting firm issues this letter only after conducting a thorough audit, which ensures that no unusual findings would adversely impact the assurance provided in the letter.

Table of content

Real-world examples

Here are a couple of examples of abatement:

Example 1: A parent company issues a comfort letter to a potential buyer of its subsidiary, assuring them that the subsidiary's financial statements are accurate and that it can meet its obligations.

Example 2: A bank requests a comfort letter from an accounting firm before approving a loan to a business, ensuring that the business's financial health is sound (hypothetical example).

Comparison with related terms

Term Description Key Differences
Comfort Letter A document assuring financial soundness. Issued after an audit; focuses on financial backing.
Guarantee A promise to fulfill obligations if another party fails. More binding; often involves legal liability.
Solvency Opinion An assessment of a company's ability to meet its debts. Similar in purpose but may not be issued as a letter.

What to do if this term applies to you

If you require a comfort letter, consider consulting with an accounting firm that can conduct a thorough audit and issue the letter. If you are involved in a transaction that requires assurance about financial statements, you can explore US Legal Forms for ready-to-use templates that may assist you in managing the process effectively. For complex situations, seeking professional legal assistance is advisable.

Quick facts

  • Typical use: Corporate finance, mergers and acquisitions.
  • Issued by: Accounting firms after audits.
  • Purpose: To assure third parties of financial soundness.

Key takeaways

Frequently asked questions

It assures third parties about a company's financial soundness and ability to meet obligations.