Understanding the Uniform TOD Security Registration Act and Its Benefits

Definition & Meaning

The Uniform Transfer on Death Security Registration Act (TOD Act) is a law that allows individuals to designate beneficiaries for their investment securities. This act was created by the National Conference of Commissioners on Uniform State Laws in 1989. It enables the transfer of registered securities directly to named beneficiaries upon the owner's death, bypassing the probate process. This means that these assets do not become part of the deceased's probate estate, making estate planning simpler and more efficient.

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Real-world examples

Here are a couple of examples of abatement:

Example 1: John owns several stocks and wishes to ensure that his daughter receives them after he passes away. He registers the stocks under the TOD Act, naming his daughter as the beneficiary. Upon his death, the stocks transfer directly to her without going through probate.

Example 2: (hypothetical example) A couple decides to register their mutual fund accounts under the TOD Act, naming each other as beneficiaries. If one partner dies, the surviving partner automatically becomes the sole owner of the accounts.

State-by-state differences

Examples of state differences (not exhaustive):

State Details
California Adopts the TOD Act with specific provisions for securities.
New York Allows TOD registrations but may have additional requirements.
Texas Follows the TOD Act closely, with minimal variations.

This is not a complete list. State laws vary, and users should consult local rules for specific guidance.

What to do if this term applies to you

If you are considering using the TOD Act for your investment securities, start by reviewing your current assets and deciding who you want to designate as beneficiaries. You can find the necessary forms through US Legal Forms to register your securities under the TOD Act. If your situation is complex or you have questions, consulting a legal professional may be beneficial.

Quick facts

  • Typical fees: Varies by state and institution.
  • Jurisdiction: State-specific laws apply.
  • Possible penalties: Incorrect registration may lead to probate complications.

Key takeaways

Frequently asked questions

Only specifically registered investment securities, such as stocks and bonds, can be designated under the TOD Act.