What is Transfer on Death TOD and How Does It Work?

Definition & Meaning

Transfer on Death (TOD) is a legal registration option that allows individuals to designate a beneficiary who will receive their securities directly upon their death. This process bypasses the probate system, meaning the transfer occurs automatically without the need for court involvement. To set up a TOD, you must register your securities in this manner, ensuring your chosen beneficiary will inherit them. However, the beneficiary is responsible for re-registering the securities in their name, which typically requires submitting a death certificate and a re-registration application to the transfer agent.

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Real-world examples

Here are a couple of examples of abatement:

(Hypothetical example) John has a brokerage account with stocks valued at $100,000. He designates his daughter, Sarah, as the TOD beneficiary. Upon John's death, Sarah provides the required documentation to the brokerage firm, and the stocks are transferred to her name without going through probate.

(Hypothetical example) Maria owns a mutual fund and names her two sons as beneficiaries. After her passing, each son must submit the necessary paperwork to claim their share of the fund according to the TOD designation.

State-by-state differences

State Details
California Allows TOD registrations for various assets, including real estate.
Texas Supports TOD for securities but has specific forms required for registration.
New York Recognizes TOD designations but may have additional requirements for real property.

This is not a complete list. State laws vary, and users should consult local rules for specific guidance.

Comparison with related terms

Term Definition Key Differences
Will A legal document that outlines how a person's assets will be distributed after their death. TOD transfers occur outside of probate, while wills must go through the probate process.
Joint Tenancy A form of ownership where two or more individuals hold title to an asset together. Joint tenancy automatically transfers ownership upon death, whereas TOD requires designation of a beneficiary.

What to do if this term applies to you

If you are considering a TOD designation, start by reviewing your assets and deciding who you would like to name as beneficiaries. Ensure that your securities and other assets are registered appropriately. You can utilize templates from US Legal Forms to create the necessary documentation. If your situation is complex or involves significant assets, consulting with a legal professional is advisable to ensure compliance with local laws and regulations.

Quick facts

  • Typical fees: Varies by financial institution.
  • Jurisdiction: Governed by state law.
  • Possible penalties: None for proper registration; however, improper handling may lead to probate complications.

Key takeaways

Frequently asked questions

Assets such as stocks, bonds, mutual funds, and real estate can typically be registered as TOD.