Understanding Nonaffiliated Third Party in Banks & Banking Law

Definition & Meaning

A nonaffiliated third party refers to any individual or entity that is not connected to a financial institution through ownership or control. Specifically, it excludes:

  • Affiliates of the financial institution.
  • Individuals employed jointly by the financial institution and another company that is not an affiliate.

Additionally, it includes companies that may be considered affiliates solely due to ownership or control related to specific banking or investment activities.

Table of content

Real-world examples

Here are a couple of examples of abatement:

Example 1: A bank shares customer information with a marketing firm that is not affiliated with the bank. This firm qualifies as a nonaffiliated third party.

Example 2: A financial institution collaborates with a technology company to develop an app, but the technology company operates independently and is not controlled by the bank. This company is also a nonaffiliated third party.

Comparison with related terms

Term Definition Difference
Affiliate A company or entity that is linked to another through ownership or control. Nonaffiliated third parties are not connected through ownership.
Joint Employee An employee who works for two different companies simultaneously. Nonaffiliated third parties can include companies that employ joint employees.

What to do if this term applies to you

If you are dealing with a nonaffiliated third party in a financial context, consider the following steps:

  • Review any agreements or disclosures related to the sharing of your financial information.
  • Utilize US Legal Forms to access templates that can help you manage your rights regarding your information.
  • If you have concerns or complex issues, consult with a legal professional for tailored advice.

Quick facts

  • Definition: Any entity not affiliated with a financial institution.
  • Legal Context: Privacy regulations, consumer protection.
  • Key Laws: 12 CFR 332.3, Bank Holding Company Act.

Key takeaways

Frequently asked questions

A nonaffiliated third party is an entity not connected to a financial institution through ownership or control.