What is a Litigation Hold and Why Is It Crucial for Legal Compliance?

Definition & Meaning

A litigation hold, also referred to as a preservation order, is a legal directive that temporarily halts a company's usual document destruction policies. This order is essential when a company anticipates litigation or is involved in a legal dispute. It requires the preservation of all documents and data that may be relevant to the case, ensuring that these materials are available for the discovery phase of the litigation process.

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Real-world examples

Here are a couple of examples of abatement:

Example 1: A company receives a complaint regarding a breach of contract. Upon receiving this complaint, the company issues a litigation hold to ensure all related documents, emails, and communications are preserved.

Example 2: A business learns that a former employee is planning to file a lawsuit for wrongful termination. The company immediately implements a litigation hold to safeguard all records related to the employee's tenure and termination (hypothetical example).

State-by-state differences

Examples of state differences (not exhaustive):

State Litigation Hold Requirements
California Requires immediate implementation upon notice of potential litigation.
New York Mandates that all relevant documents be preserved once litigation is anticipated.
Texas Similar to other states, but emphasizes the need for clear communication to employees.

This is not a complete list. State laws vary, and users should consult local rules for specific guidance.

Comparison with related terms

Term Definition Key Differences
Litigation Hold A directive to preserve documents relevant to anticipated litigation. Specific to preserving evidence for legal cases.
Document Retention Policy A policy outlining how long documents should be kept. Focuses on routine management of documents, not on preservation for litigation.
Preservation Order A court order requiring the preservation of evidence. Can be issued by a court, while a litigation hold is typically self-imposed by a company.

What to do if this term applies to you

If you find yourself in a situation where a litigation hold applies, take the following steps:

  • Notify relevant employees immediately about the hold and the importance of preserving documents.
  • Review and suspend your document retention policy to ensure compliance.
  • Consider using US Legal Forms to access ready-to-use legal templates for issuing a litigation hold.
  • If the situation is complex, consult with a legal professional for tailored advice.

Quick facts

  • Typical fees: Varies based on legal counsel.
  • Jurisdiction: Applies in all states.
  • Possible penalties for non-compliance: Monetary fines, reimbursement of litigation costs, or adverse inferences in court.

Key takeaways

Frequently asked questions

Ignoring a litigation hold can lead to severe penalties, including fines and negative implications in court.