What is a Limit Order? A Comprehensive Legal Overview

Definition & Meaning

A limit order is a type of order placed with a broker that specifies the exact price at which an investor wants to buy or sell a certain number of shares. Unlike a market order, which executes at the current market price, a limit order allows the investor to control the price at which the transaction occurs. For example, if an investor wants to sell shares of company XYZ, they can set a limit order to sell at $150 or higher, even if the current market price is $140. Similarly, an investor can place a limit order to buy shares at a specified lower price.

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Real-world examples

Here are a couple of examples of abatement:

Example 1: An investor places a limit order to buy 100 shares of company ABC at $50. If the market price reaches $50 or lower, the order will execute.

Example 2: An investor sets a limit order to sell 50 shares of company XYZ at $200. The order will only execute if the market price is $200 or higher. (hypothetical example)

State-by-state differences

This is not a complete list. State laws vary and users should consult local rules for specific guidance.

State Limit Order Regulations
California Allows limit orders with specific regulations on execution times.
New York Follows standard limit order practices with additional requirements for certain securities.
Texas Limit orders are permitted, with no unique state-specific regulations.

Comparison with related terms

Term Definition Key Differences
Market Order An order to buy or sell a stock at the current market price. Market orders execute immediately at the best available price, while limit orders only execute at the specified price or better.
Stop Order An order to buy or sell a stock once it reaches a specified price. Stop orders become market orders once the specified price is reached, unlike limit orders which specify the exact price for execution.

What to do if this term applies to you

If you're considering using a limit order, start by determining the price at which you want to buy or sell shares. You can place the order through your broker's trading platform. If you're unfamiliar with the process, consider exploring US Legal Forms for templates that can help you manage your investments more effectively. If your situation is complex, consulting a financial advisor or legal professional may be beneficial.

Quick facts

  • Limit orders can help control the price at which you buy or sell shares.
  • They are commonly used in stock trading and investment strategies.
  • Execution is not guaranteed unless the market price reaches the limit set by the investor.
  • Limit orders can be set for a specific duration, such as a day or until canceled.

Key takeaways

Frequently asked questions

A limit order is an instruction to buy or sell shares at a specified price or better.