UCC-1: A Comprehensive Guide to Its Legal Definition and Use

Definition & Meaning

UCC-1 stands for Uniform Commercial Code-1, which is a legal form used by creditors to declare their interest in a debtor's personal property. This form serves to "perfect" a creditor's security interest, meaning it provides public notice of the creditor's claim to certain assets as collateral for a debt. By filing a UCC-1, creditors can establish their legal right to seize these assets if the debtor defaults on their obligations.

Table of content

Real-world examples

Here are a couple of examples of abatement:

For instance, if a small business takes out a loan and offers its inventory as collateral, the lender would file a UCC-1 form to secure their interest in that inventory. If the business fails to repay the loan, the lender can legally claim the inventory to recover their losses.

(hypothetical example) A farmer borrows money to purchase equipment and files a UCC-1 form to secure the lender's interest in the equipment. If the farmer defaults, the lender can take possession of the equipment.

State-by-state differences

State Filing Authority Filing Fees
California Secretary of State $10
Texas Secretary of State $30
New York Department of State $40

This is not a complete list. State laws vary and users should consult local rules for specific guidance.

Comparison with related terms

Term Definition Key Difference
UCC-1 Form to perfect a security interest in personal property. Specifically for creditors to notify of their interest.
UCC-3 Form to amend or terminate a UCC-1 filing. Used after a UCC-1 is filed to change or remove the interest.
Security Agreement A contract outlining the terms of a security interest. Describes the relationship between debtor and creditor, while UCC-1 is for public notice.

What to do if this term applies to you

If you are a creditor seeking to secure your interest in a debtor's assets, you should:

  • Gather necessary information about the debtor and the assets involved.
  • Complete the UCC-1 form accurately.
  • File the form with the appropriate state authority and pay any required fees.
  • Consider using US Legal Forms for templates to simplify the process.
  • If your situation is complex, consult a legal professional for guidance.

Quick facts

  • Typical Fees: Varies by state, generally between $10 and $40.
  • Jurisdiction: Filed at the state level.
  • Possible Penalties: Loss of secured interest if not filed properly.

Key takeaways

Frequently asked questions

The purpose is to publicly declare a creditor's interest in a debtor's personal property as collateral for a loan.