What is a Covered Writer? A Comprehensive Legal Overview

Definition & Meaning

A covered writer is an individual or entity that sells or writes a call option while owning the underlying asset or having sufficient cash to purchase it if necessary. This strategy minimizes risk because the covered writer can deliver the asset they already own rather than needing to buy it at potentially higher market prices. In essence, they are prepared to fulfill their obligations without incurring significant losses.

Table of content

Real-world examples

Here are a couple of examples of abatement:

Example 1: An investor owns 100 shares of Company XYZ, which is currently trading at $50 per share. They sell a call option with a strike price of $55. If the option is exercised, they can deliver their shares without needing to buy them at the market price.

Example 2: An investor has $5,000 in cash and sells a call option on a stock they are interested in. If the option is exercised, they can use their cash to purchase the shares at the strike price (hypothetical example).

Comparison with related terms

Term Definition Key Differences
Covered Writer A seller of a call option who owns the underlying asset. Minimized risk due to asset ownership.
Uncovered Writer A seller of a call option who does not own the underlying asset. Higher risk as they must buy the asset if the option is exercised.

What to do if this term applies to you

If you are considering becoming a covered writer, first ensure you understand the risks and strategies involved. It may be beneficial to consult with a financial advisor. You can also explore US Legal Forms for templates and resources that can help you draft the necessary agreements and documents for options trading.

Quick facts

  • Typical fees: Varies by broker.
  • Jurisdiction: Regulated by federal and state securities laws.
  • Possible penalties: Financial losses, regulatory fines for non-compliance.

Key takeaways

Frequently asked questions

A call option is a financial contract that gives the buyer the right, but not the obligation, to purchase an asset at a specified price within a certain time frame.